Job Description:

Senior Advisor, Asset Management Compliance Center of Excellence

Asset Management Compliance ('AMC') works closely with Fidelity's investment teams across all asset classes to ensure compliance with global regulations, investor requirements, and corporate policies in the interest of promoting customer trust and confidence in Fidelity. AMC is committed to driving Fidelity forward through business partnership and stewardship, platform modernization, and talent development. AMC associates are passionate about delivering sound guidance and creative solutions in a timely and adaptable manner to support Asset Management in delivering the best customer experience in the financial services industry.

The Role

As a Senior Advisor in the AMC Initiatives Management Center of Excellence you will assess the impacts of new products, investment capabilities, and regulatory changes to the AMC operating model. You will build, lead, and support implementation plans that ensure readiness across all functional areas within AMC while representing AMC with product and regulatory facing business partners across Fidelity. The Center of Excellence Senior Advisor will design, build, and maintain robust product and regulatory intake, implementation, and metrics reporting tools to drive and support collaboration, readiness, and transparency.

In this role, you will lead or support a variety of initiatives with a focus on Asset Management high growth areas, such as, alternative products or digital assets. You will build and maintain strong working relationships with Fidelity senior management and initiative stakeholders, providing timely awareness of key risks, issues, and results across AMC and with key Asset Management leaders and business partners.

The Expertise You Have

• Bachelor's degree or equivalent

• At least six years financial services experience with a preference for a background in compliance, legal and/or regulatory experience.

• Working knowledge of alternative investment strategies is a plus.

• An understanding of asset management laws and regulations, including investment company, investment adviser businesses, and commodities rules as well as knowledge of industry practices relating to alternative investments.

• Experience and technical expertise with practices that pertain to the asset management industry, including the investment process, derivatives and other instrument types, disclosure practices, trading and allocation issues, fund treasury and accounting matters, transfer agent, distribution, and custodial practices.

• An understanding of compliance programs, including compliance policies and procedures, control frameworks, and risk assessments, with an approach to evaluate opportunities for improvements.

The Skills Your Bring

• Outstanding organizational skills, including working on project teams while also contributing individual work.

• Strong communication, presentation, and relationship management skills

• Excellent interpersonal skills and the ability to work collaboratively across functions.

• Strong analytic skills, resourcefulness, problem-solving abilities, and attention to detail

• Ability to understand complex issues and regulatory requirements and to provide clear and concise explanations in written and verbal communications.

Certifications:

Category:

Fidelity's hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office.